eptember 11, 2001,
will stand for many things in the history of humanity. Among these, no
less for the failure, for the silence of language before such an event:
“war,” “crime,” “enemy,” “victory” and “terror”—the terms melt in the
mouth like rotten mushrooms (Hugo von Hofmannsthal). NATO summed up the
alliance, but it is neither an attack from the outside, nor an attack of a
sovereign state against another sovereign state. September 11th
does not stand for a second Pearl Harbor. The attack was not directed
toward the U.S. military machine, rather, toward innocent civilians. The
act speaks the language of genocidal hate that knows “no negotiation,” “no
dialogue,” “no compromises,” and lastly “no peace.”
The notion, of
“enemy” is misleading. It stems from an imaginary world in which armies
conquer or get conquered and then sign “cease fires” and “peace treaties.”
The terrorist attacks are however neither just a “crime,” nor are they a
simple case for “national justice.” The notion and institute of “police”
proves to be just as inadequate for acts whose results resemble military
attacks, just as the police are in no position to dismiss a cadre of
perpetrators, who appear to fear nothing. Appropriately, the notion of
“civil emergency services” seems to lose its meaning. We live, think and
act according to zombie-like notions; according to notions that have died,
but continue to rule our thinking and our actions. Yet if the military,
trapped in its old notions, responds with conventional methods—such as
surface bombings, for instance, then it is legitimate to fear these not
only ineffective but also counterproductive: new Osama bin Ladens will be
bred.
This is what makes
suicide-bombings, even months or years after they have occurred,
incomprehensible. The notions on which our worldviews are predicated and
the distinctions between war and peace, military and police, war and
crime, internal and external security; particularly between internal and
external in general have been magnified. Who would have thought that
internal security, even Germany’s for instance, would have to be defended
in the remotest valleys of Afghanistan? “Defend!” Again, another false
notion. Even the distinction between defense and attack does not hold up
anymore. Can one can still say that the U.S. is defending its internal
security on foreign soil, in Afghanistan and so forth? What if all of
these concepts are false and if language fails in the face of reality?
What has really happened? No one knows. But would it be braver to be
silent about it? The destruction of the Twin Towers in New York was
followed by an explosion of chatty silence and meaningless action. To
quote Hugo von Hofmannsthal once more: “I succeeded no longer at grasping
reality with the simplifying gaze of familiarity. Everything broke down
into pieces for me, and those pieces again into more pieces, and nothing
else would let itself be encompassed under one concept. Single words would
swim around me; they ran into eyes that stared at me and that I
stared back into.”1
What is a world
risk society?
What do events and threats like
Chernobyl, environmental catastrophes, discussions regarding human
genetics, the Asian economic crisis and current threats of terrorist
attacks have in common? I will explain what I mean with an example. A few
years ago the U.S. Congress contracted a scientific committee to develop a
language to elucidate the danger of America’s permanent sites for
radioactive waste. The problem to be solved was the following: How do
concepts and symbols have to be
constructed in order to convey a
single, unchanging message ten thousand years from now?2
The committee was
made up of physicians, anthropologists, linguists, brain researchers,
psychologists, molecular biologists, archeologists, artists and so forth.
It was supposed to answer the unavoidable question: Will the United States
still be around in ten thousand years? For the government committee the
answer was obvious: USA forever! To be sure, the central problem,
as to how it is possible at a distance of ten thousand years to have a
conversation with the future, gradually proved to be unsolvable. Scholars
began searching for models among the oldest symbols of humanity. They
began studying the construction of Stonehenge (1500 B.C.) and the
pyramids, researching the history of the reception of Homer and the Bible
and wanting the life cycles of documents explained to them. But in any
case, these were only enough for looking back a couple of thousand,
certainly not tens of thousands of years. The anthropologists recommended
the symbol of the skull and cross bones. A historian remembered that to
alchemists, the skull and cross bones meant resurrection. A psychologist
performed an experiment with three year olds: When he pasted the skull and
cross bones on a bottle, they frightenedly yelled “poison,” if he pasted
the same symbol on the wall, they animatedly yelled “pirates!”
Other scientists suggested literally
plastering the ground around the permanent waste sites with ceramic, metal
and iron planks that contained all sorts of warnings. However the judgment
of the linguists was unambiguous: it would only be understood for a
maximum of two thousand years! Precisely the scientific meticulousness,
with which the committee proceeded clarified what the concept of world
risk society implies, uncovers and renders understandable: human language
fails before the task of informing future generations of the dangers that
we inadvertently put into the world through the use of certain
technologies. The modern world increases the worlds of difference between
the language of calculable risks in which we think and act and the world
of non-calculable uncertainty that we create with the same speed of its
technological developments. With the past decisions on nuclear energy and
our contemporary decisions on the use of genetic technology, human
genetics, nanotechnology, computer sciences and so forth, we set off
unpredictable, uncontrollable and incommunicable consequences that
endanger life on earth.
What is then new
about the risk society? Were not all societies, all people, all epochs
always surrounded by dangers that prompted these societies to unite just
in order to defend themselves? The concept of risk is a modern concept. It
requires decisions and attempts to render the unpredictable consequences
of civil decisions predictable and controllable. When one says for
example, that a smoker’s risk for cancer is X amount high and the
catastrophe risk of a nuclear power plant Y amount, then this means that
risks are avoidable negative consequences of decisions that appear
predictable through the probability of accidents and diseases and thus
unlike natural catastrophes. The novelty of the world risk society lies in
the fact that we, with our civilizing decisions, cause global consequences
that trigger problems and dangers that radically contradict the
institutionalized language and promises of the authorities in catastrophic
cases highlighted worldwide (like in Chernobyl and now in the terrorist
attacks in New York and Washington). The political explosiveness of
the world risk society lies precisely in this fact. Its heart rests in the
mass media, politics, and bureaucracy—not necessarily at the site of its
happening. This political explosiveness does not allow itself to be
described or measured in the language of risk, number of victims dead and
wounded, nor in scientific formulas. This causes it to “explode”—if the
metaphor is permitted—with responsibility, demands of rationality,
legitimizations through reality checks; for the other side of the present
danger is the failure of institutions that derive their legitimacy through
a declared mastery of danger. For this reason the “social birth” of a
global danger is an equally improbable as well as dramatic, traumatic,
world-society shaking event. In the shock highlighted by the mass media it
becomes evident for a second in the world, that the silence of words—or
according to one of Goya’s etchings—“the slumber of reason generates
monsters.”
Three layers of danger can be
identified in the world risk society. Each one either follows a different
logic of conflict, circles around or represses other topics, or crushes or
empowers certain priorities: first ecological crises, second global
economic crises, and third—since September 11—the risk of transnational
terrorist networks. Despite the differences, all three possibilities of
danger present a common pattern of political opportunities and
contradictions within the world risk society: in an age in which faith in
God, class, nation and the government is disappearing, the recognized and
acknowledged global nature of danger becomes a fusion of relations in
which the apparent and irrevocable constants of the political world
suddenly melt and become malleable. At the same time, however, new
conflict and political alternatives present themselves, which once again
question the unity of the world risk society: How could these dangers be
overcome within the limits of historical non-simultaneities of single
nations and cultures?
This is how the
horrific pictures of terrorism, these obscene images of a live mass murder
and a live suicide, staged as a global television appearance, shook people
worldwide and triggered a political reflexivity that contradicted all
expectations. It was questioned and discussed over and over again: What
could unite the world? The experimental answer is: an attack from Mars.
This type of terrorism is like an attack from an “internal Mars.” For a
single historical blink of an eye, the disputed sites and nations stand
united against the common enemy of global terrorism.
Precisely the
universalization of terrorist threats against the nations of the world
renders the battle against global terrorism a major political challenge in
which opposing camps forge new alliances, regional conflicts are dammed,
and the cards of world politics get reshuffled. Until recently, national
arms reduction plans still dominated Washington’s political actions and
debates—now there is no more talk of this. Instead the view seems to have
taken hold that not even a perfect arms reduction system could have
prevented these attacks and that the way to ensure U.S. internal security
is not by the U.S. acting on its own, but in a global alliance. Relations
between former Cold War enemies, Moscow and Washington, play an
outstanding role. U.S. unilateralism falls flat on its face in the world
risk society and for national interests. It is not possible for the U.S.
to arrest Osama bin Laden in an isolated action by the CIA and the
Pentagon without the rest of the world. The world risk society requires a
multilateralism of the sort in which Russia comes out of the role of the
petitioner and switches over to the role of nation to be wooed. Russian
president Vladimir Putin’s decision to completely and unmistakably place
himself on the side of modernity, civilized and attacked, opened up new
power and opportunities for refashioning himself as an important partner
in the multi-pronged balance of power in the global alliance. However,
this certainly does not create the illusion that the war against terrorism
can underhandedly expand into a war against Islam, that is, a war that
doesn’t conquer terrorism, but feeds and increases it; or a war that might
reduce important liberties or renew protectionism and nationalism and
demonize cultural others.
In other words,
the global nature of the perceived threat has two faces: It creates new
forms for a political risk society and at the same time
regional inconsistencies and inequalities with regard to those who are
affected by those dangers. The fact that the collapse of global financial
markets or the change of climate in single regions, for instance, has
diverse effects, does not change the fact that in principle everyone
could be affected, and that overcoming these problems in the present
state necessitates global political efforts. Environmental problems such
as global warming, the overpopulation of the world (of present and future
generations) could promote the idea of a “community of common
destiny.”
However, this does
not by any means occur without conflict. For example, when the question is
raised as to what extent industrial nations have the right to claim that
developing nations protect important global resources such as rain
forests, while using a lion’s share of energy resources for themselves.
Yet, it is precisely these conflicts that form common ground by
underlining the fact that global solutions need to be found and that these
are to be brought about not through war but through negotiations.
However, this by
no means implies that there is only one answer to the demands of
the world risk society. The ways into the world risk society are
for European and non-European nations and cultures just as different as
the ways out of it can be. In this sense it becomes clear that in the
future there will be many modernites. The debates surrounding an
Asian Modernity or a Chinese, Russian, South American or African one are
just beginning now. This type of discourse clears all doubt that the
European monopoly on modernity is broken in the world risk society. Seen
in such a manner, the radical critique of modernity in a non-European
realm turns out to be one against “excessive individualism,” against the
loss of “cultural identity and worth,” in short, against a
“McDonaldization of the world,” not as a straightforward rejection of
modernity, rather far more as an attempt to test and try out other
modernities that selectively hearken back to the western model of
modernity.
The everyday realm
of the “world risk society” does not come forth as a love affair between
everyone and everything. It comes about and consists in the perceived
necessity for global consequences to civilizing actions—regardless of
whether or not these consequences create globality through
information technology-networking, financial channels, natural crises,
cultural symbols, the pending atmospheric catastrophe, or terrorist
threats. Therefore, it is the relexivity of the world risk society that
breaks the silence of words and allows globality to become painfully aware
of itself in its own context and builds new approaches to conflicts and
alliances. What has been shown for the modern nation-states is that they
can only keep their vulnerability in check through constant
communication—this has proved true even for the world risk society. This
brings me to my second question: How do the meanings of “terrorism” and
“war” change in the context of the world risk society?
Terrorism and War
Even the notion of “terrorist” is misleading in the end when talking about
the novelty of the threat because it creates the illusion of a familiarity
with motifs of national liberation movements that do not apply at all to
the perpetrators of suicide and mass murder. What is simply inexplicable
to the western observer is namely the way in which fanatical
anti-modernism, anti-globalism and modern global thinking and
acting are interrelated.
Hannah Arendt coined the term
“banality of evil” with the fascist mass murderer Adolf Eichmann in mind.
In this vein, we can imagine absolutely evil technocrats that are family
oriented, but not terrorists in the name of God, who marry in the west,
earn engineering degrees in Germany, bear a fondness for vodka and quietly
plan years in advance technically perfect group suicide murders as mass
murders and execute them in cold blood. How is this at all rooted in
modernity and to be simultaneously understood as the archaic selflessness
of evil?
If up until now the military focused
its attention on itself and other national military organizations and
their defenses, now it is transnational threats from underground
perpetrators and networks that challenge world governments. Just as
earlier in the cultural realm, it is possible to experience the death
of distance in the military realm as well, that is the end of the
state monopoly on violence in a civilized world, in which everything can
turn into weapons in the hands of a few decisive fanatics. The peaceful
symbols of the civilized society could be converted into instruments of
hell. In principle, this is nothing new but, rather, it is a critical
experience that is omnipresent.
With the horrific scenes from New
York, terrorist groups have established themselves as new global actors in
competition with states, economies and civil societies in one swoop. The
terrorist networks are similar to “violence NGOs.” They act like Non
Governmental Organizations (NGOs) in a non-territorially bound, decentered
fashion—acting locally on the one hand, and transnationally on the other.
They use the Internet. While Greenpeace, for example, uses environmental
crises and Amnesty International human rights causes against national
governments, terrorist NGOs increase their monopoly on violence. This
means that on the one hand, this type of transnational terrorism is not
limited to Islamic terrorism. Rather it can align itself with any
possible goal, ideology and fundamentalism. On the other hand, a
distinction has to be made between the terrorism of national freedom
movements that are nationally and territorially bound, and that of the
new, transnational terrorist networks that act without any territorial
affiliations and across national boundaries and manage, as a consequence,
to cancel the national language of war and the military with one strike.
Previous terrorists tried to save their lives after committing terrorist
acts. Suicide terrorists create a monstrous destructive force through
their intended surrendering of their lives. The suicide bomber is the most
radical contrast to the homo oeconomicus. He is both economically
and morally completely uninhibited, and for this reason, a bearer of
absolute cruelty. In a strict sense, the act and the suicide bomber are
one. A suicide bomber can neither commit a suicide attack more than once,
nor can state authorities convict him. This singularity is marked by the
simultaneity of act, confession and self-extinguishment.
To be exact, governments did not even
have to search for suicide bombers in order to find them guilty of their
crimes. The culprits have confessed to their crimes and turned their
weapons on themselves. For this reason, the Anti-Terrorism Alliance does
not want to capture the culprits of New York and Washington (these have
pulverized themselves), rather they seek the alleged people behind them:
the puppet masters or the state patrons. Whereas the culprits turn the
weapons on themselves, the causalities dissipate and get lost. This means
that states are indispensable for building transnational terrorist
networks. But perhaps it is precisely this lack of government
identification, this lack of functional government structures that offers
the humus for terrorist activities. Perhaps the placing of responsibility
on governments and on those behind the scenes who give the orders stems
from military thinking and we are on the threshold of an
individualization of war, a type of warfare in which wars are no
longer conducted state against state, rather individuals against states.
The power of terrorist actions rises
with a series of conditions: with the vulnerability of a civilization,
with the global, mass media-informed presence of terrorist risk; with the
U.S. president’s assessment that “civilization” is under threat because of
these culprits; and with their readiness to extinguish themselves.
Finally, the risks of terrorism exponentially multiply with technological
advancement. With the technologies of the future—genetic engineering,
nanotechnology and robotics, we are opening “a new Pandora’s box” (Bill
Joy). Genetic manipulation, communication technologies and artificial
intelligence are all interconnected ways that can get around the
government monopoly of violence and will wind up opening, if no
international bar is placed in front of this, the door and gate to an
individualization of war.
Thus a genetically engineered menace
with long periods of incubation that threatens and targets specific
populations—in other words, a genetically engineered miniature bomb—can be
built by anyone without any tremendous effort. This is just to cite one of
many examples. The difference between atomic and biological weapons is
notable. It is based on scientifically-based technological developments
that can be easily expanded and capable of revolutionizing themselves
again and again. So much so that the possibility of government control and
monopolies fail, as with atomic and biochemical weapons when they were
given as specific materials and resources (weapon-convertible uranium,
costly laboratories). Politically, this empowerment of individuals
against governments could open a Pandora’s box. Not only were the recent
boundaries between the military and civil society torn down, but also the
boundaries between innocent and guilty, between suspects and non-suspects,
where jurisdiction up until now made sharp distinctions. If the
individualization of war should continue to be a threat, then the citizen
should prove that he or she is not dangerous; because under these
circumstances every individual could come under suspicion of being a
potential terrorist. Everyone has to put up with the fact that he or she,
in the absence of any concrete reason, has to be checked “for security
reasons.” This indicates that in the end, the individualization of war can
translate into the death of democracy. Governments would have to ally
themselves with other governments against citizens in order to avert the
dangers with which their citizens threaten them.
When thought through thoroughly, a
world premise in the present discussion on terrorism, namely the
distinction between “good” and “bad” terrorists crumbles. Nationalists are
to be respected and fundamentalists are to be abhorred. If one wants to
find justifications for such value judgments and distinctions in the age
of the nationalistic modernity, they will become a moral and political
perversion in the terroristic world risk society as well as in
consideration of the possibility of an individualization of war.
Is a political response to this
challenge at all possible? I would like to name one principle and that is
that of the law. In a nationalist context, that which infringes
upon the legal sensibilities of the civilized world is the fact that the
victims of the attempts assume the roles of persecutor, judge and
executive power at once. This type of “self-justice” must also be overcome
in international relations. Even if relations between the states are not
fully ripe for it, the global alliance against terrorism has to be based
on the law. Thus it follows that an international convention against
terrorism must be discussed and ratified. It must be a convention that not
only clarifies certain notions but also provides a legal basis for the
intergovernmental prosecution of terrorists—in other words, this
convention has to create a unified, universal space for the law to be
executed. This, among other things, requires that the statute of the
international courts of all nations, even those of the U.S., have to be
ratified.3
The goal would be that terrorism would be punished as a crime against
humanity worldwide. States that refuse to adopt this convention would have
to face combined sanctions from all states. Would this not be an interest
that Europe and Russia, based on their historical backgrounds could
espouse as their own in order to sharpen their political profile in the
global alliance—to help in the battle against terrorism by building its
own opposing military momentum to success? This brings me to my third
question: How do the meanings of the concepts “economic globalization” and
“neoliberalism” shift in the context of the world risk society?
Economic Globalization and Neoliberalism
Allow me to start with an
anecdote. When I hear the word globalization, the following political
caricature appears before my eyes: The Spanish conquerors. The
Conquistadors appear in the New World in their shiny armor with horses and
weapons. The thought bubble reads, “We have come to you to talk to you
about God, civilization and the truth.” And a group of bewildered native
onlookers responds: “Of course, what would you like to know?”
This scenario can easily be
transported onto the present. Economic experts from the World Bank, the
International Monetary Foundation, corporate managers, lawyers and
diplomats step off of intercontinental flights in post-Soviet Moscow. A
thought bubble reads: “We have come to you to talk to you about democracy,
human rights and the free market economy.” A delegation of readers
responds: “But of course, how else do the Germans go around spreading open
violence against foreigners on their streets?”
Perhaps this caricature gives an idea
about yesterday’s situation, which is no longer valid today. The terrorist
attacks and the anthrax scare raise a question that can no longer be swept
under the rug: Is the triumph of the economy already over? Will the
primacy of politics be rediscovered? Has neoliberalism’s apparently
unstoppable victory suddenly been broken? In fact, the outbreak of
global terrorism resembles a Chernobyl of globalization. If with Chernobyl
it was about taking the exaltation of nuclear energy to its grave, with
September 11 it is about bidding farewell to the beatification of
neoliberalism. The suicide bombers did not only uncover the vulnerability
of western civilization, but have also at the same time given a taste of
the sort of conflicts that are generated by economic globalization.
In the world of global risks the mark of neoliberalism rapidly loses its
credibility to substitute the state and politics through economics.
The privatization of airline security
in the U.S. is particularly emblematic of the above point. Until now there
has been quite a bit of reluctance to discuss this because the tragedy of
September 11 was homemade, in part. Moreover, the U.S.’s vulnerability
certainly has something to do with its political philosophy. America is a
neoliberal nation through and through and is thus unwilling to pay the
price for public safety. When it is said and done it was long known that
the U.S. was a target for terrorist attacks. But in contrast to Europe,
flight security was privatized and taken over by miracle-working, highly
flexible part-time workers whose wages are lower than those of fast-food
workers, meaning approximately six dollars an hour. Persons that go
through very few hours of training and practice this profession for no
more than six months occupy these important security positions. Before
restricting the basic rights of all citizens to ward against terrorism and
endangering democracy and an under rule of law state, efforts should be
made toward making flight security government run and more professional.
This is just one example of the many other improvements that could be
made.
It is America’s neoliberal concept of
itself—its government penny-pinching on the one hand, and the triad of
deregulation, liberalization and privatization on the other—that
contributes to America’s vulnerability to terrorism. The measure to which
this realization catches on will break the hegemonic power that
neoliberalism has gained in shaping its philosophy and actions in the
past. In this sense the horrific pictures of New York contain a message
that has yet to be deciphered: a state, a country can become neoliberal to
the point of death.
The economic commentators of the big
daily newspapers worldwide suspect this and insist that what was true
before September 11 cannot after September 11 be false. In other words,
the neoliberal model will persist even after the terrorist attacks because
there are no other alternatives to it. But this is precisely what is
wrong. This reveals a lack of alternative thinking. Neoliberalism has
always been frowned upon for being a good weather philosophy that only
works when blatant conflicts or crises arise. The neoliberal imperative
insists that too much government and politics and the regulating hand of
bureaucracy are the real causes for world problems like unemployment,
global poverty and economic breakdowns. The success of neoliberalism
relied on the promise that a free economy and that a globalization of
markets would solve the problems of humanity. It championed the belief
that by giving free reign to egoism, inequality could be battled against
in accordance with global standards and that global justice could prevail.
Instead, this belief of capitalist fundamentalists in the magic power of
the market has recently proven itself to be a dangerous illusion.
In times of crisis neoliberalism is
left standing without a single political response. The approach of
increasing the dosage of bitter economic medicine even more radically when
a breakdown is pending or comes full-circle in order to rectify the
problematic consequences of globalization is an illusionary theory that
only now begins to pay the price. On the contrary, terrorist threats make
the simple truths that the neoliberal triumph had suppressed known again:
That the separation of the world economy from politics is illusionary.
There is no security without the state and public service. Without
taxation there is no government. Without taxation there is no education,
no affordable health care, no social security. Without taxation there is
no democracy. Without the public, democracy and civil society have no
legitimacy. And without legitimacy there is also no security. Thus it
follows that without the shape and form of a legally regulated (meaning
recognized and not violent) national settlement of conflict in the future
and above all on the global level, there will also be no world economy in
any form.
Wherein lies then the alternative to
neoliberalism? Certainly not in national protectionism. We need an
expanded concept of politics that is capable of appropriately regulating
the potential of crises and conflicts. The Tobin Tax—being demanded more
and more by political parties in Europe and worldwide—on the unbridled
flow of capital is only a first programmatic step. Neoliberalism insisted
upon the economy breaking out of its nationalistic dwelling and building
transnational rules for itself. At the same time it assumed that the
government would keep on playing its old game and keep its national
boundaries. After the terrorist attack, even the States recognized the
power and possibilities of transnational cooperation, even if only for the
scope of internal security. All of a sudden the opposite of neoliberalism,
the importance of the state, becomes once again omnipresent and in
its oldest Hobbesian variant: that of guaranteeing security. What was
unthinkable up until recently—a European warrant of arrest that disregards
the sacred national sovereignty of matters of the law and the police—is
now within reach. But perhaps soon we will also experience a similar
joining of forces in light of the possible world economic crises. The
economy has to prepare itself for new rules and new circumstances. The
times of “everyone to their best of their abilities and will” are
certainly over.
The terrorist resistance to
globalization has achieved in this sense the exact opposite of what it
sought to achieve. It introduced a new era of globalization of politics
and of the states—the transnational invention of the political through
cooperation and networking. In this way the not yet publicly noticed
strange natural law has proven itself that to resist globalization—whether
you like it or not—only accelerates its engine. This paradox is enough to
grasp that globalization is the name for a strange process, which gets
realized on two opposite tracks: either one is for it or against it. All
of those who oppose globalization not only share global communications
media with those in favor of it—they also operate on the foundation of
global rights, global markets, global mobility, and global networks. They
also think and act in global categories which they create through their
acts of global openness and global attention. One need only to think of
the precision with which the terrorists of September 11 staged their acts
in New York as a television worthy live catastrophe and live
mass murder. They were able to count on the destruction of the second
tower through a passenger aircraft transformed into a missile being
transmitted live throughout the entire world through omnipresent
television cameras.
Does globalization have to be the
cause for terrorist attacks? Is it perhaps about an understandable
reaction to a neoliberal steamroller, that as critics state it, seeks to
flatten out every corner of this world? No, that is nonsense. No cause, no
abstract idea, no God can justify or excuse these attacks. Globalization
is an ambivalent process that cannot be reversed. Precisely smaller and
weak states give up their politics of self-sufficiency and rush to join
the world market. How did one of the big daily newspapers title the news
about the German Chancellor’s visit to the Ukraine? “We forgive the
crusaders and await the investors.” In fact, there is just one thing that
is worse than being steamrolled by foreign investors and that is not
being steamrolled by foreign investors. It is necessary, however, to
link economic globalization with a policy of cosmopolitan understanding.
The dignity of people, their cultural identities, the otherness of others
must be taken more seriously in the future. Wouldn’t it make sense to
build a new pillar in the alliance against terrorism? To build a cultural
bridge so to speak, and foster a dialogue between the cultures on the
inside and outside in relation with the countries in the Islamic world and
also with the countries of the so-called Third and Fourth Worlds, that
view themselves as victims of globalization? And couldn’t a culturally
extroverted Europe, and in particular a culturally extroverted Germany,
play a leading role since it is less plagued by a colonial past, but still
cognizant of its obligation because of the Holocaust?
This brings me to the fourth and
final question: How and to what extent do the concepts of “state” and
“sovereignty” change in the eyes of the world risk society?
State and Sovereignty
To get right to it,
terrorist attacks reinforce the state, but cancel its central historical
form, the nation-state. National security is, in the borderless age of
risks, no longer national security. This is the biggest lesson from the
terrorist attacks. Certainly, there were always alliances. The deciding
difference is that today, global alliances are necessary not only for
external but also for internal security. In the past it was
accurate to say that foreign policy was a question of choice, not of
necessity. Today, on the contrary, a new principle of this as well as that
govern the scene; national security and international cooperation are
directly linked with one another. The only way to have national security
in the face of the threat of globalized terrorism (but also of financial
risks, the downfall of organized crime), is transnational cooperation. The
paradoxical principle is valid here: states need to denationalize
and transnationalize themselves. This means that they need to
sacrifice certain aspects of their autonomy in order to overcome their
national problems in a globalized world. The acquisition of a new
space for action and leeway, that is the expansion of political
sovereignty and control has to be paid with “self-denationalization.” The
dismantling of national autonomy and the growth of national sovereignty do
not by any means logically cancel each other out. Rather they can
reciprocally reinforce and expedite each other. The logic of the zero sum
game that was valid for empires, superpowers, colonialism economic and
cultural imperialism, independent nation-states and military blocks loses
its power of justification.
In this sense it is crucial to
introduce the difference between sovereignty and autonomy. The nation
state was based on the equation of sovereignty with autonomy. Viewed in
this light, economic independence, cultural diversification, and military,
legal and technological cooperation between states automatically lead to
loss of autonomy and sovereignty. Though if one measures sovereignty by
political creative power and fixes it on the question of to what extent a
state succeeds at gaining power and influence on the stage of world
politics and increases its citizens’ security and prosperity, it follows
that an increasing interconnection and cooperation leads to a loss of
autonomy and to a gain in sovereignty. In other words, the worth of
a state like Russia in the world is no longer measured on its potential
for confrontation, as it was during the Cold War, but on its
cooperative potential and art, that is, on its ranking in the
networked states of the world and the world market as well as on its
presence in supranational organizations. That is separated and united
sovereignty does not reduce this, on the contrary, it increases the
potential for single state sovereignty. In this sense, not only the global
terrorist threats but also the world risk society in its entirety opens a
new era of transnational and multilateral cooperation.
The disintegration of the Soviet
Union, Yugoslavia and Czechoslovakia notably led to a large number of
nationally defined successor states in which ethnic, national and civic
identities in part find conflictual overlap with one another and in part
exclude one another. This newly awakened national consciousness in the
countries and states of Central and Eastern Europe seems at first glance
to be in conflict with the discovery and development of cooperative
transnational states in the face of the challenges placed by the world
risk society. The opposite is true. These challenges can contribute toward
taming the borderless national and ethnic tensions in the post-Soviet
states. If these countries concur in defining their position such that
they can be confronted with common historical challenges, then it will be
possible and necessary to find political frames and coordinates to vote on
national solutions and demands on sovereignty under transnational
conditions. This is now being experienced and spelled out in geopolitical
questions of borderless “internal security” of states that overlap one
another both ethnically and nationally. In any case, this can be
transferred onto questions regarding regional world economic cooperation,
the curbing of global financial crises, the impending atmospheric
catastrophes and environmental dangers, poverty and last but not least,
human rights. In other words, in the recognized and acknowledged threats
of the future there may even be a key to lessen the historical experiences
of violence cooperatively.
Two ideal types of transnational
cooperation among states emerge: “surveillance” states and “open world”
states, in which national autonomy gets reduced in order to renew and
expand national sovereignty in the world risk society. Surveillance states
with their cooperative power threaten to become fortress states in which
security and the military will be writ large and freedom and democracy
writ small. The word is already out that western societies accustomed to
peace and prosperity lack the necessary measure of friend or foe thinking
and the readiness, the advantage that the marvel of human rights had up
until now, to give up the now necessary measures of resistance. This
attempt to build a western fortress against the cultural others is
omnipresent and will surely increase in the coming years. A policy of
state authoritarianism that behaves adaptively in foreign relations and
authoritarian in domestic affairs could stem from this. For the winners of
globalization, neoliberalism is appropriate; for the losers of
globalization, it stirs up terrorism and xenophobia and administers doses
of the poison of racism. This would resemble a victory of the terrorists
because the nations of modernity rob themselves precisely of that which
that make them attractive and superior: freedom and democracy.
In the future, it will mostly come to
posing the following question: What are you fighting for, what are we
fighting for if it is about fighting transnational terrorism? An open
world state system based on the recognition of the otherness of others
holds the answers to this.
Nation-states, whether their borders
are internal or external, can possess ethnic and national identities that
overlap and exclude one another or have not grown together peaceably. Open
world states, on the other hand, emphasize the necessity of
self-determination with the responsibility toward others and uniting
foreigners within and beyond national borders. It is not about denying
self-determination or damming it in—on the contrary, it is about freeing
it from national tunnel vision and connecting it with an openness toward
world interests. Open world states not only fight against terrorism, but
also against the causes of terrorism in the world. They gain and
renew the powers of creation and persuasion of the political by solving
pressing global problems and problems that seem insolvable by single
national initiative.
Open world states are founded on the
principle of the state’s national indifference. Similar to the Westphalian
peace that had been able to end the 16th century religious
civil war through separation of church and state—which is the crux of the
argument here—the world national (civil) wars of the 20th and
early 21st centuries are also addressed with a separation of
church and state. Similar to how the irreligious state renders the
practice of different religions possible, open world states have to
provide this for border-crossing closeness of ethnic, national and
religious identities through the principle of constitutional tolerance.
I am coming to my conclusion. It is
almost superfluous to pronounce it, but I am hopelessly rooted in the
tradition of the Enlightenment, even if self-critically applied. With this
in mind I have attempted inadequately and provisionally to trace how a
political handbook, which is seemingly composed for perpetuity, gets
dissolved and reshaped. Perhaps it has astounded you as much as it has me
that the fear of danger that paralyzes us also succeeds in obstructing our
view of the very broad political perspectives that are opening up. I have
hinted at three of these only seemingly paradoxical opportunities that the
world risk society has to offer.
First, it seems possible and
necessary to me to create an international legal foundation for the
alliance against terrorism. It would entail an anti-terror-regime that
regulates issues like tax investigation as well as the extradition of
perpetrators, the authorization of armed forces, the jurisdiction of
courts and so forth; only in this way can the long-term challenge in
shifting historical and political contexts really be met.
Second, it would be necessary to base
the promise of the alliance not only on military means but to base it on a
credible policy of dialogue—first of all with regard to the Islamic
world, but also toward other cultures who see their worth as threatened
through globalization. Only in this way can what military actions provoke
in helping terrorists to succeed in allying themselves worldwide with the
Islamic populations be prevented. Perhaps the more culturally and in
foreign policy more dialogue-experienced Europe is better equipped to do
this than the culturally-introverted America?
Third, the dangers of the world risk
society could be transformed into opportunities in order to create
regional structures of cooperation between open world multinational
states. Let me end with a quote from Immanuel Kant: “To think of
oneself as a member of a cosmopolitan society in compliance with state
laws is the most sublime idea that man can have about his predicament and
which cannot be thought of without enthusiasm.”
_________________________
Notes
1
Hugo von Hofmannsthal, Der Brief des Lord Chandos, Stuttgart
2000, p. 51f.
2See
Gregory Benford, Deep Time: How Humanity Communicates Across
Millenia, Avon 1999 as well as Frank Schirrmacher, “Ten Thousand
Years of Isolation” in the Frankfurter Allgemeine Zeitung, Nr.
209 of September 2000, p. 49, whom I have to thank for this example.
3
Baltasar Garzón, “Die einzige Antwort auf den Terror” (“The only
answer to terror”) in Die Zeit, Nr. 44, October 25, 2001, p.
11.
______________________
†
This article is based on a talk given to the Russian Duma in
November, 2001 and was translated from the German by Elena Mancini.