[The
humanization of nature] . . . is to be understood in three ways.
First, the human being humanizes nature; that is, he transforms it
into what is self-serving for himself and thereby creates, in an
interknitting of the transformation of nature and the development
of the human personality which requires more exact clarification,
the cultural shaping of his nature. Second, the human being
humanizes nature within himself in the course of the long
civilizing process that has been engaged in by the human species.
Lastly, the human being himself is a humanization of nature, being
an upstart out of the animal kingdom; in the human being nature
becomes humane.
Axel Honneth and Hans Joas1
he biotechnological
revolution unleashed by both the prodigious advances in
information systems and the convergence of science and technology
over the last century, thus giving rise to what is now called “technoscience,”
has raised a series of questions that pertain to our most
fundamental beliefs about human nature. These questions have in
turn cast doubt on the nature of political modernity. The biotech
revolution has allowed us directly to intervene in the processes
of the production of biomass and bioplasm. While most of
humanity’s phylogenetic history has been lived as toilers of the
land, growers of crops, always entailing an industry of breeding,
cross-breeding, selecting, nurturing and preserving plant and
animal diversity, it is only in the last century that what was
haphazard and always at the mercy of the inclemencies of the
chaotic patterns of weather could be industrialized. This
industrialization of agriculture in the second half of the
twentieth century was called the green revolution. This
revolution, so pronounced the agro-business of the industrialized
nations, would spell the end of famine and the beginning of an age
of crop superabundance. No children would go hungry in the age of
industrialized agriculture. In tandem, although not visibly
related, the same century saw the trans-national use of medicine
to eradicate pestilence, plagues, and epidemics. We forget that
the last century’s human cruelty was matched by the blind and
devastating fury of microbes and viruses, some of which were only
eradicate by trans-national efforts (small pox, influenza,
malaria, cholera, etc.). Societies became populations to be
carefully tended to and monitored by the biopower of the health
state; the state became the general doctor of society. Medicine
became socialized, normalized, politicized, and highly
scienticized, precisely because its benefits had to be maximized
and its costs minimized. Both medicine and agriculture, and in
concomitantly animal husbandry, have undergone unprecedented
processes of scienticization and industrialization (i.e.,
techno-science) with the introduction of “bio-informatics.”
What bio-informatics
allows us to do is to take to a higher level the industrialization
of agriculture and the socialization of medicine: both have been
turned over to a new conceptual paradigm and a new technological
regime. Life is information, and this information itself is
manipulable, spliceable, re-writeable, translatable, and, in the
end, commodifiable. The biotech revolution entails the
informatization of life, and the commodification of all
information, and thus the commodification of all forms of life.
Life is information, information is a commodity, a commodity is an
object of exchange, defined by exchange value; life, then, becomes
defined by an exchange value, no less nor more important than any
other type of information that might be produced and accumulated
by the bio-tech trans-nationals that oversee the production of
life in the age of biotechnology.
This brief
characterization of the biotech revolution allows us to get an
idea of the kind of questions it has raised about our human
essence: as living beings are we equally reducible to information
as any other form of bioplasm in the biosphere? Can we dispossess
our genetic information as we dispossess our information profiles
that our “smart” MasterCards and Visas carry embedded in their
microchips and magnetic strips? Should we not seek to remove
crippling congenital diseases? Should we not make publicly
available genetic screening kits that allow us to make more
informed decisions about what kind of children we would like to
give birth to? And, if we can allow, and in fact urge, the
generalized use of genetic screening tests and devices (just as we
allow pregnancy tests and morning after pills over the counter),
why should we not also allow genetic enhancing techniques that
seek not only to remove the dysgenic but also actually select the
eugenic? Can we really discern the boundary between negative and
positive eugenics in other than purely cultural conventions that
recognize the arbitrariness of the decision not to excise from
one’s genotype certain characteristics and potentialities? These
questions, until very recently only countenanced in the realm of
the purely speculative and the sole commerce of science fiction,
already give an indication how questions about “our human nature,”
presage questions about our political modernity. If our human
nature is so malleable, so disposable to our unalloyed will, is
human dignity then an anachronistic notion? And if there is no
human dignity, on what grounds can we advocate the respect and
preservation of human rights? If political modernity is the
marriage of freedom and reason, in which they are in a perennial
dialectical tension, but in which the freedom of individuals is at
the mercy of instrumental goals of creators and engineers, and
reason is held hostage to a technological might, then is not this
very political modernity in jeopardy? In making ourselves our own
creations, are we not also endangering our most important project:
the project of political modernity, in which the freedom of the
many is balanced with the freedom of the individual, in which
negative and positive freedom are precariously balance in a
political freedom obtained through democratic self-legislation?2
It is this group of
questions about the fate of our nature and the project of
political modernity that are the heart of Jürgen Habermas’s recent
book: The Future of Human Nature: On the Way to a Liberal
Eugenics? This book, published toward the end of 2001, shortly
after Habermas had received the Peace Prize of the German
Association of Booksellers, is made up of two texts. The first one
is a short lecture that Habermas gave on the occasion of receiving
the Dr. Margrit-Egnér Prize given to him by the University of
Zurich in 2000. The second text, which makes up three-quarters of
the book, is based on the re-worked Christian–Wolff Lecture that
Habermas gave on the 28th of June 2001, at the
University of Marburg. The first lecture carries the telling title
of “Begründete Enthaltsamkeit: Gibt es postmetaphysische
Antworten auf die Frage nach dem ‘richtigen Leben?’” which may
be translated as “Justified Abstinence: Are there Postmetaphysical
Answers to the Question What Is the ‘Correct Life?’” The second
text is titled “On the Way to a Liberal Eugenics? The Debate
Concerning the Ethical Self-Understanding of the Species.” I
linger over the titles of the chapters, because they already tell
us much about Habermas’s argumentative goals: on the one hand, to
argue for a self-limitation, or abstinence, in the face of the
possibilities opened up by genomics and genetic engineering,
notwithstanding the inability to provide postmetaphysical answers
to the question about “what is the correct, or right, way of
life?” On the other hand, Habermas wants to develop arguments that
reject an already operative and taken-for-granted form of liberal
eugenics that is based on the primacy of negative rights, which
furthermore and most importantly threatens to undermine the very
nature of political modernity because it unwittingly leads to an
alteration of the ethical self-understanding of the species.
These are two
argumentative fronts that are related to two general principles in
Habermas’s discourse: ethics and his notion of deliberative
democracy—that modern postconventional moral theories must be, and
can only be, oriented by a deontological and cognitivist construal
of moral norms, and that political rights admit, and require,
rational justification, which is matched by, albeit not equivalent
to, moral norms—i.e., both moral norms and political rights have a
normative dimension grounded in the societal differentiation of
value spheres (the aesthetic, the scientific, the political, and
the moral).
In this essay, however,
instead of seeking to reconstruct all of Habermas’s arguments, and
whether they withstand scrutiny, I will attempt to recover the
conceptual core of Habermas’s intuitions. I take it that many of
Habermas’s arguments in this book will shock both sympathetic and
contrarian critics of his philosophical stance. They will shock
his sympathetic critics because Habermas seems to be retreating
from his hitherto unflinching defense of a deontological approach
to moral questions, and they will shock contrarian critics because
Habermas seems to be acquiescing to pressures to acknowledge the
corporeality of ethical agents and to the entwining of questions
of the good life with questions of the just life. I am less
interested here in determining the extent of Habermas’s retreat
from his deontological views, and his ceding to quasi-Aristotelian
and neo-Hegelian perspectives on questions of ethics and morality.
I would like to reconstruct, and perhaps rescue, Habermas’s
intuitions in terms of seven main arguments, or steps. In a final
section, I will use Habermas contra Habermas to develop a
different, although not inimical, line of argumentation with
respect to PGD and genomics.
I
Habermas’s
text is extremely rich, and filled with suggestive digressions.
For this reason I would like to focus on seven arguments which I
will proceed to list in a way that does not necessarily follow the
order of presentation in the printed text, but which I think
captures the logic of argumentation. First,
pre-implantation genetic diagnostics (PGD), and any form of
genetic engineering, undermines, nay it is a direct affront to,
our notions of bodily integrity. Both PGD and genetic engineering
transform what is given to us by nature, into what is manufactured
by us, or what we grant to ourselves in terms of a technology. In
this way, our bodily integrity is undercut; for our bodies, which
were given to us by the lottery of nature, become something we
grant to ourselves in terms of production.
Second,
both PGD and genetic engineering contribute to the collapse of the
distinction between having a body and being a body,
and in this way, our relationship to personal identity, and thus
to moral identity and autonomy, has been undermined. To be a body
is not the same as having a body, and it is precisely their
non-convergence that allows us to accomplish our personal
identities. We are our bodies, but they do not exhaust us, since
we are always more than our bodies. Genetic manipulations fuse
being a body and having a body, for the body that we have is the
body that we give ourselves: intention and product became one.
Third,
in so far as both our bodily integrity, and our personal
identities are undermined, so is our freedom. Freedom is grounded
in not just symbolic, or reciprocal, recognition by others, but
also by the preservation and recognition of our bodily integrity.
Freedom of the person is freedom of their corporeality, i.e.,
freedom is a dual recognition, namely of the person as a
communicative co-subject, but also as a bodily, corporeal being.
Insofar, then, as both my bodily and personal identity are
undermined, so is my freedom.
Fourth,
my freedom is further undermined as my right to an open future is
foreclosed by both PGD and genetic engineering; in other words,
any kind of genetic manipulation is a foreclosing of an
undetermined future due to the lottery of nature. If we can design
human beings, then we, allegedly, are also determining their
future, and in this way, their freedom to be what they would make
of their life is undercut.
Fifth,
insofar as the freedom of future human beings is in question
because of our genetic manipulation and intervention, both their
and our moral identity is in question: theirs, because they would
not have a ground on which to construct their moral autonomy—for
this would have been preempted by our closing of their future; and
ours because we would have treated other human beings, even if
only future ones, as means and not as ends, as objects and not
co-subjects. Future generations would have become slaves to our
instrumental choices, and we would have become slaves of our
technological might which has vitiated any kind of moral restraint
or abstention. Genetic manipulations and interventions challenge
the moral identity of contemporary humanity as well as that of
future human beings.
Sixth,
such a challenge to our present and future moral identities means
that we are stepping over an intolerable moral vacuum because not
even cynicism has a place in a world in which anything is possible
precisely because it is within our power.
Seventh,
and finally, insofar as we have failed to raise the kinds of moral
questions that we have been discussing, and insofar as we have
acquiesced to the fait accomplis of technologically-driven
social revolutions, we have failed to fulfill our responsibility
to and for future generations, and in this way, we might have
irreparably broken the continuity between generations that
guarantees the preservation of civilizational accomplishments.
Future generations will look back at us with disbelief and
resentment. Future generations might begin to think themselves as
a different species, not only because of what we might have done
to them in terms of optimizing them to the point that they might
no longer resemble us, but precisely of what we did to them that
they themselves would not do to their moral counterparts.
In the face of these
challenges, Habermas offers three counter-arguments. In the face
of the gravity of the kinds of challenges that genetic
intervention entails, a purely deontological and post-metaphysical
standpoint does not suffice, for it is the very future of the
human species that is at stake. In this case, we must ascend to an
ethics of the species [Gattungsethik], in
which we depart from the fundamentals of the human species, and
not from the procedural standpoint of the adjudication of moral
norms. In this case, it is a matter of the preservation of those
conditions that render morality possible, namely bodily integrity
and moral identity. An ethics of the species can guide us in the
near moral vacuum opened up by the prospects of boundless genetic
manipulation and optimization. Related to an ethics of the species
is the ethical grounding of the moral point of view. That is,
prior to a commitment to the abstract, universalistic,
deontological justification of moral norms, we must opt for an
ethical stance toward humanity. In other words, the standpoint of
justice is posterior to an ethical standpoint that is oriented by
substantive values, that is material values: namely corporeal
integrity and moral identity. And thirdly, in the face of a
possible collapse, or demise, of the project of political
modernity, a political act of self-determination must be taken
that rejects all genetic manipulation. Such an act is not a mere
political fiat, but an ethical self-affirmation in the form of a
political act: political will at the service of ethical
self-preservation. In this way, liberal eugenics is rejected in
the name of political modernity. Grounded, or justified abstention
and self-limitation are not a retreat behind modernity, but a very
affirmation of the project of political modernity. And the debate
about the ethical self-understanding of the species is not
anti-modern speculation, but precisely a debate about the very
prospects of freedom and reason in an age of unrivaled
commodification of humanity.
II
now that i have given
a sympathetic reconstruction of Habermas’s main arguments, I would
like to assess whether they are defensible, even in terms of his
own sources and presuppositions. PGD and genetic engineering are
no more affronts to bodily integrity than are any other kind of
medical interventions, such as pacemakers, synthetic organs,
prostheses, the inoculations of vaccines, the introduction of
fluoride in potable water, the close scrutiny of levels of
vitamins, fats, proteins in foods, and the Surgeon General’s
prescription of certain minimal levels of nutrition. One may argue
that these medical interventions do not modify our “bodily
integrity” in the way that genetic engineering does, because they
are not aimed at design, but merely “fixing,” or healing. But are
not following: diets, visiting the doctor regularly, receiving
vaccines and getting operated to receive implants or to have
tumors removed, forms of design?
Perhaps what is at
issue is that we might be altering the germ-line, that is, the
entire human genotype, in such ways that its acquired, or
eliminated, traits can be passed on. But then, this is a different
issue than a matter of whether bodily integrity has been
affronted. The issue is whether we have a right to pass on and
impose on our descendents traits we selected for ourselves but in
which future generations were not taken into account. It is not
clear that genetic engineering represents a qualitatively new
order of engineering, one that puts in question the very
foundations of human identity. There is indeed a higher level of
risk because we may be introducing into or removing from the human
genome traits whose presence or absence is not clear. In Hans
Jonas’s view, there are two elements of genetic engineering that
make it different from other forms of engineering: that experiment
is the act—for we are experimenting with life—and, that the
changes might have an irreversible character.3
These two characteristics, however, have less to do with the fact
that is in engineering and more than it pertains to the
biological; for anything having to do with organisms is ipso
facto a modification of their being, and an irreversible act.4
On another level, we
are talking about the bodily integrity of non-existing human
beings, people who have not yet been born and who would grow up,
and be socialized, in their engineered bodies. What is the
relationship of these yet to be humans to their bodies, in
contrast to our own relationship to our bodies? I can say that if
someone came along and took one of my organs or limbs without my
consent, my bodily integrity would have been shattered, even if I
would still remain myself, although now in an altered sense. On
the other hand, I have the right, of course, to “donate” one or
many of my organs. In the former case, damage to my symbolic
identity is devastating, because it is un-voluntary. In the latter
case it is minimal or non-existent because it is self-willed. Is
having been genetically engineered like having one’s organs
stolen, or given extra-organs or super-organs? Yet, what if I had
been born with a faulty kidney, or a very weak heart, or a
misshapen limb? What would my relationship to my body have been?
What is the difference between having one’s body altered before
consciousness, before we acquire and build up a unique identity,
and having it altered after acquiring that consciousness? Even if
I had one of my limbs, even one of my senses (let us say vision)
removed or damaged beyond repair after having acquired a certain
identity, I could still re-constitute my personal identity to deal
with the damage done to my bodily integrity. It is a unique
characteristic of humans that their identities are not corporeal,
but symbolic, and that this symbolic identity is negotiated,
maintained, avowed or refused on almost a daily basis. Genetic
engineering does not alter these metaphysical questions.
Here we have already
touched the second point. PGD and genetic engineering no more
contribute to the fusion of “being a body” and “having a body”
than anything else we have done or can do to our selves as
corporeal entities. Even genetically-engineered humans would have
to assume responsibility for their existences, no matter how
closely we may have engineered their bodies. Their freedom would
never be impaired, even if their horizon of choices has been
altered. So long as human life continues to be biological life,
and so long as this biological life assumes the form of a
metabolic organism, there will always exist the gap between being
a body, and having a body. All organisms, where being organic
means establishing a metabolic self-sustenance, have a dual
relationship to their material substance. As Hans Jonas puts it:
they are “dependent on the availability of this substance, the
organism is nonetheless independent of matter’s particular
identity. Its own functional identity does not coincide with the
substantial identity of its material components, which
nevertheless constitute it completely at any given moment.”5
Only after the next evolutionary step has been taken, in which
consciousness gets uncoupled from its biological substratum, will
the abyss between Leib (being a body) and Körper
(having a body) be bridged,6
and when this breakthrough takes place, the issue of genetic
engineering will be moot, for we would have begun a new age in
which the living would have become mechanical, and the mechanical
would have become living (the cyborg, of which recent nanorobots
are their primordial zoa).7
Human freedom will
remain a mystery, or one of those perennial philosophical
questions about which future philosophers will still be wondering.
Only the most extreme form of genetic determinism can be a point
of departure for thinking that the freedom of future humans will
be impaired or constrained. But genetic determinism is ideology.
There is no gene for human freedom. In fact, in light of Habemas’s
own understanding of communicative freedom, freedom is something
we are socialized into. Freedoms, both negative and positive, are
social achievements, preserved and assured by institutions that
relate to corporeal integrity, but are not reducible to it. The
freedom of future genetically-engineered humans will be determined
not by their genes, but by the kinds of political institutions we
develop and which they inherit.
For similar reasons, we
must reject the idea that genetic engineering entails a closing of
the open future of genetically-modified humans. Human futurity—or
“natality,” to use Hannah Arendt’s expression—is related to human
freedom; in fact, human freedom is the ability to initiate, to
begin anew, and to be a beginning for a new action. Action is the
social counterpart of natality.8
Future generations would still have to assume charge of their
existences, live out their freedoms, and engage in action. But, we
might object, is knowing that one has been genetically engineered
not a burden, knowing too much, in such a way that like Oedipus,
we are led to bring about our own fate. Is not human freedom based
on a basic ignorance about what is fated to us? But do we not all,
regardless of whether we have been genetically enhanced or not,
suffer under the burden of knowing both too much and too little?
Only if we subscribe to an extreme form of determinism can we
accept that genetic modifications entail the closing of the open
future of genetically engineered humans.9
Genetic engineering or not, the question whether action is
determined, and our choices pre-established, will remain a
perennial metaphysical problem.
The moral identity of
future generations is not more in danger because of our genetic
optimizations than it is because we are extinguishing
biodiversity, irreparably transforming the biosphere, exhausting
sources of potable water, and failing to make provisions for
renewable resources for future generations, and most directly
determining, because we failed to prevent genocide, and from
closing the gap between the poor Third World and the wealthy
“First World.” For the distance between future
genetically-enhanced generations and us is less than that between
the poor of the world and the average citizen of industrialized
nations. Note, for instance, that the income differential between
the fifth wealthiest and fifth poorest was 30 to 1 in 1980, 60 to
1 in 1990, and 74 to 1 in 1995. In just over forty years, this
differential has more than doubled. Biotechnology, unsupplemented
by genetic engineering, can only increase these disparities. The
rupture in moral identity from generation to generation is
inevitable, and in fact a necessary condition of the very moral
formation of humanity. Every human being must negotiate from year
to year, decade to decade, his moral portrait. Analogously,
cultural life-worlds can only persevere to the extent to which
they allow for the processes of cultural transmission to be
submitted to the a dual processes of rejection and acceptance. The
moral identity of future generations is something that they will
negotiate in light of their own tasks, some of which they would
have inherited from us and some of which they will impose on
themselves.
Would our own moral
identities have been severely damaged either because we had made a
choice to pursue genetic engineering, or because we failed to even
undertake public deliberation of its possible adverse
consequences? Is humanity, as such, at any given moment, morally
accountable for its identity? Is humanity, as such, at any given
moment, capable of been ascribed a moral identity? Humanity is
embodied in a heterogeneity of societies—societies that are formed
by particular types of cultural life-worlds, which are, in turn,
horizontally and vertically shot through with heterogeneity. At
most, we may be able to speak of the morality of particular
societies, and even then, this putative moral identity is not
given a priori, but is a topic of deliberation. Habermas
himself has argued this in the context of the Historikerstreit.
And as he put it in his Sonning Prize acceptance speech, “Beyond
guilt that can be ascribed to individuals, however, different
contexts can mean different historical burdens. With the life
forms into which we were born and which have stamped our identity
we take on very different sorts of historical liability (in
Jasper’s sense). For the way we continue the traditions in which
we find ourselves is up to us.”10
The moral burden for the possibly
disastrous effects of genetic engineering cannot be foisted on
humanity per se, but are liabilities that only certain
contemporary societies have taken on. And even when these
liabilities can be attributed only to particular societies, it is
up to their citizens to evaluate and take up these moral burdens
through a public debate. It is here where I see the strength of
Habermas’s public intervention concerning the possibly disastrous
effects of PGD and genetic engineering, namely by urging us to
engage in a broader, more deliberate discussion about the benefits
and hazards of a seemingly qualitatively different form of
engineering that may alter the very nature of humanity.
We have no less stepped
over a moral abyss for thinking that we may be optimizing
ourselves through genetic engineering than for having failed to do
enough, or anything at all, for the growing disparity between the
poor and the rich. One may argue, in fact, that while the former
is actually a function of our moral scruples, the latter is a
failure of our moral nerve. At the same time, no matter how much
deliberation we bring to the question of genetic modification of
the human genome, future generations will assuredly challenge our
own moral self-presentation. And it is in this question that is
always the prerogative of our contemporaries and future humans to
challenge our moral self-presentations and portraits that sustain
the vitality of cultural forms of life.
Finally, we cannot know
in advance whether our acts of omission or commission with respect
to genetic optimization of the human species will be a failure or
fulfillment of our duty to future generations; for it is not clear
yet that the benefits are greater or less than the hazards. To
close paths for future biotechnological developments would
certainly be a failure of our responsibility to future
generations. To have abstained deliberately from allowing
irreversible changes to take place is perhaps the minimal duty to
allow our descendents to have the prerogative to repeal and recall
such self-imposed limitation. As Eric Lander, director of the
genome center at MIT’s Whitehead Center, phrased it: “I would have
a ban in place, an absolute ban in place on human germ-line gene
therapy. Not because I think for sure we should never cross the
threshold, but because I think that is such a fateful threshold to
cross that I’d like society to have to rebut the presumption
someday, to have to repeal a ban when it thought it was time to
ever try something like that.”11
This minimalist ethics of self-limiting abstention is the very
least we can do for future generations. And neither a
philosophical anthropology nor an ethics of the species are
necessary to ground it.
III
the transition to a
postmetaphysical paradigm in thinking, we can argue along with
Habermas, was augured and brought about by intra-philosophical,
and intra-intellectual, logics of transformation: from identity
thinking to procedural reason; from the philosophy of
consciousness to the linguistic turn; from the exorbitant claims
of theoria to the deflationary rethinking of philosophy
qua its redefinition as a helper of the social and natural
sciences.12
This very transition, however, must also be understood in terms of
historical experiences: the discovery of the New World, the
Reformation, and the concomitant confessional wars, and the
discovery of historical cultures, and above all, the discovery of
humanity as an object of study (ethnography and anthropology).13
A postmetaphysical orientation in thinking is not only a
conceptual imperative, but also the product of world-historical
experiences that have rendered all cultures equally close to the
universal, and thus, equally distant from universalistic claims
(in the way that Kant and Hegel once hoped to argue).14
I want for the moment to focus on two central lessons learned from
this transition to a postmetaphysical orientation in thinking and
the life world. The first one is the recognition of the need to
respect cultural differences, and hence the need to move from a
substantivist, i.e., metaphysical and ontological, to a
proceduralist construal of reason.
Proceduralist reason
does not prejudge whether a particular embodiment of reason is
more or less rational than those from which we think or reason
ourselves (again as Kant, Hegel, and even Marx presupposed). A
postmetaphysical understanding of reason means that reason is
understood in terms of norms of justification and adjudication,
that is, practices of reason giving and testing. In as much as
reason is procedural, it is also situated and embedded in
historical contexts of praxis and tradition. One may argue then
that procedural reason is post-Eurocentric or anti-ethnocentric,
and in this way seeks a dialogue not just among the disciplines
and sciences, but also among cultures and traditions. Procedural
reason opens itself up to the transcendental from within, and not
from the sub specie aeternitatis standpoint of universal
reason. The second lesson has to do with the launching of the
project of political modernity, which by many accounts is still
underway, and still in the process of being clarified. As was
intimated early on, the project of political modernity has to do
with the attempt to dialectically balance the claims of reason
with the claims of freedom. Another way of saying this would be to
claim that freedom must be legitimated through a process of
rational deliberation, and that this deliberation is only possible
if humans have been empowered by political liberties. Political
power has authority because it is deliberated; it has been
rationally enacted. And this power is at the service of the
political liberties of citizens. In the name of freedom we can
always contest power, and power requires that it be legitimated,
lest it turn tyrannical, and thus a refutation of freedom: reason
and freedom meet in a precarious balance.
An attempt to ground a
political response to the challenges of PGD and genetic
engineering on an ethical self-understanding of societies, and,
furthermore, to attempt to justify a political act that rejects
genetic engineering in the name of an ethics of the species are
two argumentative moves that betray these two central lessons. On
the one hand, to ground an ethical response to the challenges
presented to us by genomics in terms of an ethics of the species,
the acceptance of which is the precondition for the proceduralist
and cognitivist postconventional morality that is the hallmark of
modern societies, means that we have retreated behind the
post-Eurocentric, or anti-ethnocentric aspect of postmetaphysical
reason. The argument for the acceptance of an ethics of the
species masks the imposition of a Western understanding of what is
essential to be human. There is no need to rehash here the
plurality of cultural perspectives on what makes humans
distinctive, or non-distinctive, from other living species. It
truly would be disastrous in an age of dialogical cosmopolitanism,
or what Walter Mignolo has called “critical cosmopolitanism”15
to smuggle under the mantle of an ethical imperative an
ethnocentric blackmail: either you are moral, by accepting our
ethical values, and reject genetic engineering, or you are not,
because you reject our ethical values, and thus you cannot know
ascend to the moral, and thus are doubly written off from the
moral register. Such ultimatums and threats to be blacklisted are
redolent of the worst forms of Eurocentrism. In an age in which
globalization movements from below, such as feminism, peace,
anti-nuclear weapons, environmental and green movements, have
emerged from a trans-national, post-nationalist, and
trans-cultural syncretistic consciousness, such theoretical
gestures create dissonance.
On the other hand, the
response to the challenges posed by genomics cannot be properly
met with ethical tools, but political tools. An ethical
articulation of genomic challenges obfuscated their legal and
political character. What is at stake is a balance between the
communitarian rights of societies, and the negative rights of
citizens. An ethical presentation of the issues involved in
genomics threatens to conceal the dimensions related to the
negative rights of citizens to determine their own “correct life.”
It is these negative rights that Habermas glosses over when he
invidiously convokes the name of a liberal eugenic followed by a
question mark (as he does in the subtitle of his book). We may
understand the Hippocratic Oath as a response to the judgment
nature passed on us, and the death we unleash on each other. Life
for the human being is not just a metabolic process. It is, above
all, a social activity. If metaphysics is born with graves, as
Jonas has written so beautifully, justice was born with the
question of life: its preservation, sustenance, and growth. For
the human being, life is a question of justice: the right to life,
before it is a right to the “correct form of life” is a right to
life itself. This right to life, is what is at the heart of the
universal declaration of human rights.
The
benefits granted by reproductive technologies and genomics were
developed precisely to enhance this right to life. But, at the
same time, we can neither say what the content of that life should
be, nor can we dictate how that life should be led and lived. For
this reason, the dominion over the living, and life, is a
negative, non-prescriptive type of bio-power. So long as
everyone’s right to life is ensured and protected, the way that
life is lived, and the form that life takes, cannot be controlled,
prescribed, or proscribed. And it is this self-constrained and
abstemious biopower of political modernity that explains the
simultaneous, and seemingly disparate tendencies in contemporary
modern culture, namely the simultaneous acceptance of the culture
of self-optimization with the culturalization of disability; i.e.,
just as we are understanding of peoples desire to want to prevent
the transmittal of genetic mayhem, we also are equally
understanding of the desire to nurture life not marked as
diseased, but as challenged and requiring of our care and
solicitude.16
A culture in which disability is seen as culture, and not solely
as disease to be eradicated, is perhaps the epitome of what
Habermas has so eloquently defended in most of his work:
communicative freedom. In communicative freedom injurability
(dependency) and integrity (autonomy) are synthesized into
political autonomy.17
For this reason, justice is the other side of solidarity, as
Habermas himself has argued: freedom and compassion, liberty and
dependency are entwined in our political project of modernity.18
And it is this communicative freedom that an ethics of the species
and a political self-affirmation of political modernity motivated
by an ethical perspective put in jeopardy.
Notes
1
Axel Honneth and Hans Joas, Social Action and Human Nature
(Cambridge, UK: Cambridge University Press, 1988), pp. 9-10.
2
For my reading of political modernity see Albrecht Wellmer,
Endgames: The Irreconcilable Nature of Modernity. Essays and
Lectures (Cambridge, Mass: The MIT Press, 1998), chapter
1: “Models of Freedom in the Modern World (1989),” pp. 3-38.
3
See Hans Jonas, “Biological Engineering—A Preview,” in Hans
Jonas, Philosophical Essays: From Ancient Creed to
Technological Man (Chicago and London: The University of
Chicago Press, 1974), 141-167; for Jonas’s contrast between
general engineering and biological engineering, see pages
142-46.
4
Leon R. Kass, who was named director of the Council on
Bioethics by U.S. President George W. Bush, argues that
genetic engineering is qualitatively different from other
forms of engineering because, first, it alters the germ-line;
and second, it creates a new capacities and norms of health
and fitness. The first concern, as I will argue, is perhaps
the strongest aspect of this line of argumentation. The second
concern is the weakest, for from generation to generation the
capacities and norms of humans have changed. Prolonged life
expectancy, fertility drugs, socialized healthcare, and new
reproductive technologies are unhinging our expectations about
when and what human can do. At the same time, new diseases
have began to proliferate: breast cancer, heart disease, STDs,
HIV, obesity and diabetes. See Leon R. Kass, “The Moral
Meaning of Genetic Technology,” in Commentary,
September 1999, pp. 32-38.
5
Hans Jonas, “Evolution and Freedom: On the Continuity among
Life-Forms,” in Hans Jonas, Mortality and Morality: A
Search for the Good after Auschwitz (Evanston, Illinois:
Northwestern University Press, 1996), pp. 59-74, quote on page
66.
6
Habermas relies on Helmut Plessner’s distinction between
Leib and Körper, and in general in his
phenomenological philosophical anthropology. See the
discussion of Plessner, and Habermas’s debts to his,
particularly in his pre-communicative turn works, in Axel
Honneth and Hans Joas, Social Action and Human Nature
(Cambridge: Cambridge University Press, 1988).
7
See Edith Kurzweil, The Age of Spiritual Machines (New
York: Viking, 1999). According to Kurzweil, this new
evolutionary step will be taken by the year 2099, a mere 77
years from now; see page 280 in his cited book. This might
sound overly optimistic, but then again, a mere 77 years ago
we did not have computers, had not landed on the moon, nor had
the notion that organic life could be understood in terms of
chains of information.
8
Hannah Arendt, The Human Condition (Garden City, New
York: Doubleday Anchor Books, 1959).
9
See the wonderful essay by P.S. Greenspan, “Free Will and the
Genome Project,” in Philosophy and Public Affairs, Vol.
22, issue 1 (Winter, 1993): 31-43. Greenspan, however, thinks
that genetic engineering does present a challenge to our
notion of freedom as self-control, virtue as an attainment,
and consequently to the idea of moral character as an
achievement: “What it [genetic engineering] may seem to
threaten is the value we place on freedom as
self-control, insofar as it makes out the exercise of
self-control as indirect in the sense of being mediated by
something other than the agent’s thought processes and their
natural behavioral consequences.” (42) On the grounds of
Greenspan’s own discussion about free will, however, I fail to
see how successfull self-control does not remain a challenge,
a hurdle, a leap of faith even for the most
genetically-optimized beings.
10
Jürgen Habermas, “Historical Consciousness and
Post-Traditional Identity: The Federal Republic’s Orientation
to the West,” in Jürgen Habermas, The New Conservatism:
Cultural Criticism and the Historian’s Debate (Cambridge,
Mass: The MIT Press, 1989), pp. 249-267, quote on p. 251.
11
Eric Lander quoted in Ralph Brave, “Governing the Genome,”
The Nation, December 10. 2001, p. 3. Printed from http://www.thenation.com,
on 12/12/01.
12
See Jürgen Habermas, Postmetaphysical Thinking:
Philosophical Essays (Cambridge, Mass.: The MIT Press,
1992), chapter 3, pages 28-53.
13
See J. H. Elliott, Spain and its World 1500-1700 (New
Have and London: Yale University Press, 1989), especially
chapter III: “The Discovery of America and the Discovery of
Man.”
14
See Enrique Dussel, Ética de la Liberación en la epoca de
la globalización y la exclusion (Madrid and Mexico: Trotta,
1998), especially the introduction.
15
Walter Mignolo, “The Many Faces of Cosmo-polis: Border
Thinking and Critical Cosmpolitanism” in Public Culture,
Vol. 12, No. 3 (Fall 2000): 721-748.
16
See Eva Feder Kittay, Love’s Labour: Essays on Women,
Equality, and Dependency (New York: Routledge, 1999).
17
As Habermas has written: “The person develops an inner life
and achieves a stable identity only to the extent that he also
externalizes himself in communicatively generated
interpersonal relations and implicates himself in an ever
denser and more differentiated network of reciprocal
vulnerabilities, thereby rendering himself in need of
protection. From this anthropological point of view, morality
can be conceived as the protective institution that
compensates for a constitutional precariousness implicit in
the sociocultural form of life itself. Moral institutions tell
us how we should behave toward one another to counteract the
extreme vulnerability of the individual through protection and
considerateness. Nobody can preserve his integrity by himself
alone. The integrity of individual persons requires the
stabilization of a network of symmetrical relations of
recognition in which nonreplaceable individuals can secure
their fragile identities in a reciprocal fashion only
as a members of a community.” See Jürgen Habermas,
Justification and Application: Remarks on Discourse Ethics,
trans. Ciaran P. Cronin (Cambridge, Mass: The MIT Press,
1993), p. 109.
18
Jürgen Habermas, “Justice and Solidarity: On the Discussion
Concerning ‘Stage 6,’” in The Philosophical Forum: A
Quaterly, Vol. XXI, Nos. 1-2 (Fall-Winter 1989-90): 32-52.